LEVELS IV AND V OF THE EXECUTIVE SCHEDULE By the authority vested in me as President by Section 5317 of Title 5 of the United States Code, in order to place in level IV of the Executive Schedule the positions of Senior Adviser to the Secretary of State and Special Assistant to the Special Representative for Trade Negotiations, and in order to codify other positions presently placed in levels IV and V of the Executive Schedule, it is hereby ordered as follows: 1-1. Executive Schedule Positions. 1-101. The following positions are placed in level IV of the Executive Schedule: (a) Senior Adviser to the Secretary, Department of State. (b) Director, United States Secret Service, Department of the Treasury. (c) Assistant Secretary (Enforcement and Operations), Department of the Treasury. (d) Adviser to the Secretary and Deputy Secretary of Defense for NATO Affairs, Department of Defense. (e) Assistant to the Secretary for Legislative Affairs, Department of Defense. (f) Assistant Attorney General, United States Attorneys and Trial Advocacy, Department of Justice. (g) Director of Agricultural Economics, Department of Agriculture. (h) Director, Office of Congressional and Public Affairs, Department of Agriculture. (i) Chief Economist, Department of Commerce. (j) Deputy Under Secretary for Regional Affairs, Department of Commerce. (k) Deputy Under Secretary for International Labor Affairs, Department of Labor. (1) Administrator, Health Care Financing Administration, Department of Health, Education, and Welfare. (m) Administrator, Alcohol, Drug Abuse and Mental Health Administration, Department of Health, Education, and Welfare. (n) Administrator, Health Services Administration, Department of Health, Education, and Welfare. (o) Administrator, Research and Special Programs Administration, Department of Transportation. (p) Associate Directors (4), Office of Management and Budget, Executive Office of the President. (q) Special Assistant to the Special Representative for Trade Negotiations, Office of the Special Representative for Trade Negotiations. 1-102. The following positions are placed in level V of the Executive Schedule: (a) Deputy Director, United States Secret Service, Department of the Treasury. (b) Director, Office of Revenue Sharing, Department of the Treasury. (c) Principal Deputy Assistant Secretary for Communications, Command, Control and Intelligence, Department of Defense. (d) Deputy Assistant Secretary of Defense for Reserve Affairs, Department of Defense. (e) Director of Policy Review, Department of Defense. (f) Principal Deputy Assistant Secretary (International Security Affairs), Department of Defense. (g) Assistant to the Secretary and Land Utilization Adviser, Department of the Interior. (h) Executive Director, Pension Benefit Guaranty Corporation, Department of Labor. (i) Administrator for Pension and Welfare Benefits, Department of Labor. (j) Executive Assistant and Counselor to the Secretary, Department of Labor. (k) Assistant Secretary, Comptroller, Department of Health, Education, and Welfare. (1) Deputy Commissioner of Social Security, Department of Health, Education, and Welfare. (m) Commissioner on Aging, Department of Health, Education, and Welfare. (n) Commissioner, Automated Data and Telecommunications Service, General Services Administration. 1-2. General Provisions. 1-201. Nothing in this Order shall be deemed to terminate or otherwise affect the appointment, or to require the reappointment, of any occupant of any position listed in Section 1-1 of this Order who was the occupant of that position immediately prior to the issuance of this Order. 1-202. Executive Order No. 11861, as amended, is hereby revoked. JIMMY CARTER The White House, August 18, 1978. [Filed with the Office of the Federal Register, 10:59 a.m., August 21, 1978]
Executive Order 12076—Executive Schedule
Executive Brief • At a Glance
Principal Deputy Assistant Secretary for Communications, Command, Control and Intelligence, Department of Defense.
Plain-English Translation & Framers' Constitutional Analysis
Early Statesman synthesis distilling legal jargon into practical meaning, statutory anchors, and structural constitutional impacts.
Signed by President Jimmy Carter on August 18, 1978, this order concerns Executive Schedule. 1-1. Executive Schedule Positions. 1-101. The following positions are placed in level IV of the Executive Schedule: (a) Senior Adviser to the Secretary, Department of State. (b) Director, United States Secret Service, Department of the Treasury. (c) Assistant Secretary (Enforcement and Operations), Department of the Treasury.
Key Directives & Operative Actions
Principal Deputy Assistant Secretary for Communications, Command, Control and Intelligence, Department of Defense.
Nothing in this Order shall be deemed to terminate or otherwise affect the appointment, or to require the reappointment, of any occupant of any position listed in Section 1-1 of this Order who was the occupant of that position immediately prior to the issuance of this Order. 1-202.
Executive Order No. 11861, as amended, is hereby revoked.
Constitutional & Societal Entities Impacted
Policy Areas & Topics
The Framers' Constitutional Council
1787 PrismEvaluating this order against the constitutional debates of 1787 and the limits of Article II executive power.
"When the President acts in absence of either a congressional grant or denial of authority, he can only rely upon his own independent powers, but there is a zone of twilight in which he and Congress may have concurrent authority."
James Madison
Separation of Powers & Legislative Primacy
"Power is of an encroaching nature, and it ought to be effectually restrained from passing the limits assigned to it." — Federalist No. 48 (1788)
Madison would view this order with watchful scrutiny. Operating in the 'Zone of Twilight' where Congress is silent, each such directive establishes an administrative precedent that steadily expands the executive perimeter at the expense of legislative primacy.
Alexander Hamilton
The Energetic Executive & Unified Command
"The direction of war implies the direction of the common strength; and the power of directing and employing the common strength must be under the direction of the single hand of the Executive." — Federalist No. 74 (1788)
Hamilton would forcefully champion executive discretion here. For foreign entanglements, commerce defense, and national security, deliberative assemblies are too slow and faction-ridden. A unified, energetic Executive exercising swift command is precisely what the Philadelphia Convention intended for national preservation.
George Mason
Bill of Rights, Due Process & 10th Amendment
"The president will be surrounded by flatterers and sycophants... and the great powers of the executive will gradually absorb the liberties of the people." — Cato IV (Anti-Federalist, 1787)
The Anti-Federalist prism advises continuous democratic vigilance. Even routine administrative directives aggregate centralized federal power away from town halls and state assemblies toward a distant executive apparatus.
Five Measurable "Constitutional Friction" Dimensions
An objective audit measuring potential separation-of-powers tension against the United States Constitution and established Supreme Court doctrine.
Legislative Encroachment & Purse
Operates within delegated statutory execution without modifying legislative appropriations or taxing powers.
Executive Scope & Faithfulness
Directs internal executive branch machinery, agency workflows, and federal personnel.
Federalism & State Sovereignty
Engages state and local partners in cooperative federalism programs.
Due Process & Individual Rights
Focuses on internal governmental operations with no direct impairment of private rights or property.
Youngstown Jacksonian Tier
The order relies on inherent Article II executive discretion, civil service management, or foreign diplomacy where Congress has neither expressly approved nor prohibited action.
This order operates within Justice Jackson’s Zone of Twilight, resting upon concurrent presidential authority or congressional silence.
Referenced By Later Executive Orders (4)
Subsequent presidents who cited, amended, continued, or revoked this directive in later orders.
Scholarly & Legal Citations
Exec. Order No. 12,076 (Aug. 18, 1978), https://executiveordersarchive.org/orders/app-executive-order-12076-executive-schedule.