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Executive Order 5773 🏛️✅ Zone 1: Maximum Authority Constitutional Fidelity (+0.23) 📜 Art. I §8: Delegated Tariff & Commerce Execution

Executive Order 5773—Amendments to the Consular Regulations

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Monday, January 11, 1932
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4 min read (750 words)

Executive Brief • At a Glance

⏱️ 4 min read (750 words) • ● In Effect
🎯 Primary Mandate

Sections 117, 118, 149, and 448 of the Consular Regulations of 1896 are hereby amended as follows: 117.

⚖️ Constitutional Footing
🏛️✅ Zone 1: Maximum Authority
Express or Implied Congressional Authorization
📜 Art. I §8: Delegated Tariff & Commerce Execution
🏛️ Scope & Affected Sectors
Armed Forces & Military Establishments Merchants, Importers & Commercial Enterprises Sovereign State Governments & Localities Executive Departments & Federal Civil Servants

Plain-English Translation & Framers' Constitutional Analysis

Early Statesman synthesis distilling legal jargon into practical meaning, statutory anchors, and structural constitutional impacts.

Signed by President Herbert Hoover on January 11, 1932, this order concerns Amendments to the Consular Regulations. Sections 117, 118, 149, and 448 of the Consular Regulations of 1896 are hereby amended as follows: 117. Correspondence of subordinates. The official correspondence of Foreign Service officers and consular officers and employees assigned to, or on detail in, consulates general and consulates will be submitted to the examination of the principal officers to whom they are subordinate or to whose offices they are…

Constitutional Assessment: This action represents an orderly exercise of Article II administrative discretion, managing the internal machinery and personnel of the executive branch without abridging the ancient liberties of the people.

Key Directives & Operative Actions

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Sections 117, 118, 149, and 448 of the Consular Regulations of 1896 are hereby amended as follows: 117.

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The official correspondence of Foreign Service officers and consular officers and employees assigned to, or on detail in, consulates general and consulates will be submitted to the examination of the principal officers to whom they are subordinate or to whose offices they are assigned, and the correspondence should be appropriately indorsed by such principal officers before being transmitted to the Department of State.

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Consular agents are not authorized to address the Department of State directly.

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With whom direct correspondence is permitted.

Constitutional & Societal Entities Impacted

🏛️ Armed Forces & Military Establishments 🏛️ Merchants, Importers & Commercial Enterprises 🏛️ Sovereign State Governments & Localities 🏛️ Executive Departments & Federal Civil Servants 🏛️ Private Citizens & Property Owners
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The Framers' Constitutional Council

1787 Prism

Evaluating this order against the constitutional debates of 1787 and the limits of Article II executive power.

🏛️✅ Zone 1 (Maximum Authority)
§

"When the President acts pursuant to an express or implied authorization of Congress, his authority is at its maximum, for it includes all that he possesses in his own right plus all that Congress can delegate."

— Justice Robert H. Jackson, Youngstown Sheet & Tube Co. v. Sawyer (1952) Express or Implied Congressional Authorization
JM

James Madison

Separation of Powers & Legislative Primacy

"The constitutional magistracy was designed not to invent policy, but to be the faithful instrument of the laws passed by the people's representatives." — Speech in the First Congress (1789)

Madison would approve the structural posture of this order. The President acts strictly in subordination to statutory authority granted under Article II, Section 3 ("take Care that the Laws be faithfully executed"). The checks and balances hold firm because the policy origin remains with the legislature.

Madisonian Stance: Concurring (Statutory)
AH

Alexander Hamilton

The Energetic Executive & Unified Command

"The direction of war implies the direction of the common strength; and the power of directing and employing the common strength must be under the direction of the single hand of the Executive." — Federalist No. 74 (1788)

Hamilton would forcefully champion executive discretion here. For foreign entanglements, commerce defense, and national security, deliberative assemblies are too slow and faction-ridden. A unified, energetic Executive exercising swift command is precisely what the Philadelphia Convention intended for national preservation.

Hamiltonian Stance: Supportive of Execution
GM

George Mason

Bill of Rights, Due Process & 10th Amendment

"The president will be surrounded by flatterers and sycophants... and the great powers of the executive will gradually absorb the liberties of the people." — Cato IV (Anti-Federalist, 1787)

The Anti-Federalist prism advises continuous democratic vigilance. Even routine administrative directives aggregate centralized federal power away from town halls and state assemblies toward a distant executive apparatus.

Anti-Federalist Stance: Eternal Vigilance Required
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Five Measurable "Constitutional Friction" Dimensions

An objective audit measuring potential separation-of-powers tension against the United States Constitution and established Supreme Court doctrine.

⚖️ Discretionary Twilight Zone
41 / 100 friction index
Dimension 1 • Art. I, §1 & §8

Legislative Encroachment & Purse

Moderate Friction

Administers commerce or fiscal programs requiring ongoing statutory delegation and legislative oversight.

Benchmark: Power of the purse, taxes/tariffs, and rule of law reserved to Congress.
Dimension 2 • Art. II, §1 & §3

Executive Scope & Faithfulness

Low Friction

Exercises standard supervisory executive authority to faithfully execute existing statutes.

Benchmark: Faithfully execute laws enacted by Congress vs. unilateral decree.
Dimension 3 • 10th Amendment

Federalism & State Sovereignty

Moderate Friction

Engages state and local partners in cooperative federalism programs.

Benchmark: Police powers and un-delegated responsibilities reserved to the States.
Dimension 4 • 5th & 14th Amendments

Due Process & Individual Rights

High Friction

Scrutinized under the Bill of Rights for potential impact on private contracts, property rights, or procedural due process.

Benchmark: Protection of private property, contracts, liberty, and procedural justice.
Dimension 5 • Separation of Powers

Youngstown Jacksonian Tier

Low Friction

The President operates strictly as the constitutional Chief Executive, carrying out policy established by Congress with strong statutory backing.

Benchmark: Express or Implied Congressional Authorization
⚖️ Audit Synthesis

This order operates within Justice Jackson’s Zone of Twilight, resting upon concurrent presidential authority or congressional silence.

Weighted composite: Art. I (25%), Art. II (25%), Federalism (15%), Due Process (15%), Youngstown (20%).
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How to read these dimensions: Executive power expands whenever an administration acts without explicit statutory authorization from Congress (Article I), touches upon police powers historically reserved to the states (Tenth Amendment), or limits private rights and property without judicial process. A low friction score indicates strict concordance with enacted law; a high friction score highlights orders testing the limits of presidential discretion.
Total Words
750
4,743 characters
Estimated Read Time
4 min
@ 200 words / min
Flesch-Kincaid
14.6
College Level
Language Tone Score
+0.23
Constitutional Fidelity
How is this scored?
Text size:

Official Archival Text

View Source Document

Sections 117, 118, 149, and 448 of the Consular Regulations of 1896 are hereby amended as follows: 117. Correspondence of subordinates. The official correspondence of Foreign Service officers and consular officers and employees assigned to, or on detail in, consulates general and consulates will be submitted to the examination of the principal officers to whom they are subordinate or to whose offices they are assigned, and the correspondence should be appropriately indorsed by such principal officers before being transmitted to the Department of State. Consular agents are not authorized to address the Department of State directly. Their reports and returns are to be made through their respective superiors. 118. With whom direct correspondence is permitted. As exceptions to the general rule stated in section 114, a consular officer may correspond directly on public matters with the following: 1. American officials stationed or temporarily residing in foreign countries, and officials of insular possessions of the United States. 2. The Comptroller General of the United States, on matters pertaining to accounts only, the correspondence invariably to be forwarded in duplicate through the Department of State . 3. Collectors of customs and appraisers, on matters relating to invoices and prices current. 4. Immigration inspectors, on urgent immigration matters. 5. The Administrator of Veterans' Affairs, on routine pension matters and on routine matters relating to the activities of the Veterans' Administration (except telegrams, which must be transmitted through the Department of State). 6. United States dispatch agents. 7. Officials of the Department of Justice and the Treasury Department charged with the prevention of smuggling, on urgent matters involving attempts to smuggle merchandise and prohibited articles into the United States. 8. United States attorneys, on urgent cases in connection with pending trials. 149. Duties toward American citizens. The powers and duties of consular officers in respect to American citizens depend in a great measure upon the municipal law of the United States. No civil or criminal jurisdiction can be exercised by them over their countrymen without express authority of law or by treaty stipulation with the State in which they reside. Consular officers are particularly cautioned not to enter into any contentions that can be avoided, either with their countrymen or with the authorities or nationals of the country. They should use every endeavor to settle in an amicable manner all disputes in which their countrymen may be concerned, but they should take no part in litigation between citizens. Consular officers should countenance and protect American citizens before the authorities of the country in all cases in which, they may be injured or oppressed; but at the same time they should impress upon such citizens their obligation to respect the laws of the country where they may be residing or traveling. It is the duty of consular officers to endeavor on all occasions to maintain and promote all the rightful interests of American citizens, and to protect them in all privileges that are provided for by treaty or are conceded by usage. If representations are made to the local authorities and fail to secure the proper redress, the case should be reported to the diplomatic mission and to the Department of State. 448. To be returned to local post office. All letters addressed in the care of a consular office should be held at the disposal of the addressees for the period prescribed by the laws of the country in which the consular office is situated. If unclaimed within such period, they should be redelivered, unopened and with stamps intact, to the local post office from which they were received, in order that they may be returned to the country of origin in pursuance of the provisions of the Universal Postal Convention. Consular officers will not return unclaimed letters by masters of vessels. Section 449 of the Consular Regulations, being obsolete, is hereby canceled. The first paragraph of item 42 of the Tariff of United States Consular Fees is amended to read: Additional fee for all services contemplated by fees numbered 31, 33, 38, 39, 40, and 41 when rendered elsewhere than at the consular office at the request of the interested parties, for each hour or fraction thereof . . . The following is established as item 50 of the Tariff of United States Consular Fees: Administering oaths or taking acknowledgments, or authenticating the signatures of foreign officials, in connection with kinsmen's petitions for wages and effects of deceased seamen of the American merchant marine---------No fee. HERBERT HOOVER The White House, January 11, 1932.

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Referenced By Later Executive Orders (1)

Subsequent presidents who cited, amended, continued, or revoked this directive in later orders.

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Scholarly & Legal Citations

Exec. Order No. 5773 (Jan. 11, 1932), https://executiveordersarchive.org/orders/app-executive-order-5773-amendments-the-consular-regulations.